FOURTH
IN A SERIES OF ARTICLES ON LAW AFFECTING JUDICIAL ELECTIONS IN CALIFORNIA
By
Roger M. Grace
I.
INTRODUCTION
In the beginning,
California had no municipal court system.
Art. VI, §1
of the state Constitution was amended by voters on Nov. 4, 1924 to vest
judicial powers in "such municipal courts as may be established in any
city or city and county...." However, no reference to these new courts
was added to the provision on the timing of Superior Court elections
(Art. VI, §6). Through the years, the state constitutional provision
has undergone various alterations -- it’s now Art. VI, §16(c) --
but has remained confined to elections to the upper trial bench, while
the timing of Municipal Court elections has been governed by statutes.
Government Code
§§71145 and 71180 are the statutes:
Government
Code §71145
The
term of office of judges of municipal and justice courts is
six years from and including the first Monday of January after
the January 1st next succeeding their election. Judges shall
hold office until their successors are elected and qualify,
but the office shall be deemed to be vacant upon the expiration
of the fixed term for the purpose of selecting a successor.
Government
Code §71180
(a) Any
vacancy in the office of judge of a municipal court shall be
filled by appointment by the Governor, but no vacancy shall
be deemed to exist in any office before the time fixed in Sections
71080, 71082, and 71083 for the selection of the judges of that
court and the time fixed by law for their qualification. The
appointee shall hold office for the remainder of the unexpired
term of his or her predecessor and until his or her successor
is elected and qualifies.
If
the office to which any person so appointed was not previously
occupied, he or she shall hold office until his or her successor
is elected at the general state election next succeeding the
occurrence of the vacancy and qualifies. No successor to the
appointee shall be elected at any election held within 10 months
of the date of the occurrence of the vacancy.
(b) If
a vacancy in the office of judge of a municipal court occurs
between the last day candidacy declaration papers may be filed
and the June direct primary election and that vacancy occurs
because of the appointment of the incumbent judge to another
office by the Governor, or because the incumbent has resigned,
retired, died, or been removed from office in accordance with
subdivision (b) or (c) of Section 18 of Article VI of the California
Constitution, and if one or more qualified persons other than
the incumbent have filed candidacy declaration papers for the
office, no vacancy shall be deemed to exist for purposes of
subdivision (a), and the election for the office of judge shall
be postponed until the next November statewide election.
If
the Governor appoints the incumbent judge to another office
within 68 days of the June direct primary election, and, as
a result, the elections officer does not have sufficient time
to remove the candidates' names from the ballot, the June direct
primary election for the office shall not be deemed to have
been held. At the next November statewide election, the candidate
who receives the most votes shall be elected.
In
order for a person's name to appear on the ballot at the next
November statewide election the person shall file nomination
documents in accordance with Article 2 (commencing with Section
8020) of Chapter 1 of Part 1 of Division 8 of the Elections
Code. No previously filed documents shall satisfy this subdivision.
Qualified persons who did not file nomination documents for
the June direct primary election, as well as qualified persons
who filed nomination documents for the June direct primary election,
shall be permitted to file nomination documents for the November
statewide election.
Persons
who had previously paid the filing fee at the time of filing
nomination documents for the June direct primary election shall
not be required to pay a filing fee for the November statewide
election.
A crucial difference
from the scheme relating to Superior Court elections is at once apparent:
an appointee to a Municipal Court vacancy fills out the unexpired term
of the predecessor, rather than the office being placed on the ballot
at the next election, except that the Municipal Court appointee will
not have to stand for election for at least 10 months after the vacancy
to which he or she is appointed arose.
II.
CASES
Donnellan
v. Hite (1956) 139 Cal.App.2d 43
HOLDING: Where a Municipal Court seat is newly created, it may not be on
the next primary-election ballot if that election takes place
less than 10 months after the creation of the vacancy.
The Legislature determined
in 1955 that the one-judge Whittier Municipal Court would become a two-judge
court effective Sept. 7. Five days after that date, Gov. Goodwin J. Knight
appointed John Donnellan to the vacancy.
The Los Angeles
County registrar of voters intended to put the office to which Donnellan
had been appointed on the June, 5 1956 primary ballot. Donnellan sought
a writ in the Court of Appeal to prevent the registrar from doing so.
He relied on Government
Code §71180, appearing in the box to the right. He reasoned that
he was an appointee to a new post; he was entitled to keep the office
until his successor was elected; under the code section, no successor
"shall be elected at any election held within 10 months of the date
of the occurrence of the vacancy"; and June 5-- the date of the primary
election -- was only nine months from the time the office came into
existence.
As the registrar-recorder
apparently viewed it, the vacancy occurred on Sept. 7, 1955; the next
general election was to take place in November, 1956, 14 months
in the future; 14 months is greater than 10 months; the circumstance
set forth in the final sentence of §71180, which would create a
postponement of the election, was not present; the election must take
place in 1956.
The Court of Appeal
sided with Donnellan.
The gist of its
view was this: if a candidate for the Municipal Court wins the primary,
that candidate wins the office, so that the primary election has the
same effect as a victory in the general election, and must be
considered a general election. Here’s how Acting Justice John Nourse
put it (at 46-47):
It is apparent
from a reading of the last...sentence of...[§71180] that
it contemplates that no general election, as distinguished from
a nominating election, shall be held within 10 months of the creation
of the vacancy for the purpose of electing a successor to a person
appointed to that vacancy. Since the adoption of section 2¾
of article II of the Constitution the primary election has been,
in legal effect, insofar as nonpartisan offices are concerned,
a general as distinguished from a nominating election....
Under the
provisions of section 2¾ of article II a candidate for
a judicial or other nonpartisan office who secures a majority
of the votes cast for that office at the primary election is
elected. Experience has shown that in the large majority of
cases a judicial office is filled at the primary election and
these elections will, except in the unusual case of an office
being created at an extra session of the Legislature in an uneven-numbered
year, always be held within 10 months of the effective date
of any act creating a new office of municipal judge....
It is not
reasonable to suppose that when the Legislature said that a
successor to an appointee to a vacancy such as that here should
not be elected at any election held within 10 months
of the date of the occurrence of the vacancy that it did not
intend to include a primary election which is in legal effect
a general election.
(Italics in the original.)
The registrar-recorder
was ordered to omit the office from the June 5 primary election ballot.
COMMENT:
The opinion reached a correct result, but through specious
reasoning.
Art.
II, §2¾ (repealed Nov. 7, 1972) fn.
1 simply provided that "any candidate for a judicial...or
other nonpartisan office who at a primary election shall receive
votes on a majority of all the ballots cast for candidates for
the office for which such candidate seeks nomination, shall
be elected to such office."
The provision
did not say: "For purposes of judicial elections, the primary
election shall be considered the general election." Nor can
such an interpretation reasonably be made.
The problem
stems from use in case law of two words -- "general election"
-- in two different contexts.
Prior to
adoption of Art. II, §2¾ in 1926, the Direct Primary
Law of 1913 provided that if a candidate in the primary received
a majority of the votes, only the name of that one candidate
would appear on the November ballot. "The election of a candidate
to office is not contemplated by that act." McClintock v.
Abel (1937) 21 Cal.App.2d 11, 13. Under Art. II, §2¾,
however, a candidate for non-partisan office who pulled a majority
of the votes in the primary was not merely "nominated" (with
the prospect to losing to a write-in opponent at the general
election), but was elected. This was a new concept, with
no ready terminology to describe it.
In McClintock,
the court said (at 16) that the effect of the new constitutional
provision "has been to transmute a primary election held for
the purpose of nominating candidates, into a general election
of those nonpartisan officers receiving in the primary a majority
of all votes cast for their respective offices." Thus, the court
used the term "general election" to connote an election at
which a candidate attains an unconditional entitlement to the
office sought.
Similar
terminology was used in other cases preceding Donnellan.
E.g., Doran v. Biscailuz (1954)128 Cal.App.2d
55, 60. It has been used since. E.g., Immel v. Langley
(1959) 52 Cal.2d 104. The thought is that a primary election
can have "the effect of a general election" (emphasis
added) where "a candidate for a nonpartisan office shall receive
votes on a majority of all the ballots cast...." Immel v.
Langley, Id. at 106.
Where a
primary election has that "effect," one case refers to it as
"a general election" as distinguished from "the
general election." County of Alameda v. Sweeney (1957)
151 Cal.App.2d 505, 513. (Italics in the original.) Capitalizing
"General Election" in the latter context might also help.
What Nourse
did was to take a reference in §71180 to the General
Election and interpret it as if it referred to a general
election.
Here’s
the sentence in §71180 in which the phrase "general election"
was used:
"If the
office to which any person so appointed was not previously occupied,
he shall hold office until his successor is elected at the general
state election next succeeding the occurrence of the vacancy
and qualifies."
This language
was taken from the Municipal and Justice Court Act of 1949 (see
discussion in Brailsford v. Blue,infra).
While the timing of Municipal Court elections has always been
pursuant to statute, it cannot be assumed that the phraseology
of those statutes was intended to be interpreted differently
from identical phraseology in the state constitutional provisions
relating to Superior Court elections. Art. VI, §6 of the
Constitution of 1879, as originally adopted, called for filling
vacancies "at the next succeeding general election."
(Emphasis added.) Art. VI, §8 of the state Constitution,
as adopted in 1926, referred to holding Superior Court elections
"at the next succeeding general state election." (Emphasis
added.) The latter section was in effect when the Municipal
and Justice Court Act was promulgated and when §71180 was
enacted. The term "general election" was utilized exclusively
to connote "the General Election" until McClintock
in 1937 spawned a second use. Accordingly references in
Art. VI to "general election," and copycat references in §71180,
must be to "the General Election," and not, as assumed
by Nourse, to "a general election."
This does
not compel a conclusion, however, that it was intended that
a September appointee to a newly created seat must stand for
election nine months later, in June. While sentences of a statute
must be harmonized, they need not be galvanized. Two sentences
of §71180 must be read separately.
The statute
first says: "If the office to which any person so appointed
was not previously occupied, he shall hold office until his
successor is elected at the general state election next succeeding
the occurrence of the vacancy and qualifies."
This would
mean that the appointee would hold office only "until his successor
is elected" i.e., the election results are certified,
and the successor "qualifies," i.e., takes the oath of
office. However, §71180 must be harmonized with other provisions.
The phrase "elected at the general state election" is merely
a throw-back to the days long past when an election could only
take place at the general election.
The next
sentence is: "No successor to such appointee shall be elected
at any election held within 10 months of the date of the occurrence
of the vacancy." That’s the key sentence so far as determining
when the election will take place. Nourse read it as if it said:
"No successor to such appointee shall be elected at any general
election held within 10 months of the date of the occurrence
of the vacancy." Emphasis added. But the word "general" does
not appear. Nourse inserted a word that is not there, then engaged
in contorted reasoning to eliminate it.
Donnellan
was appointed in September. The next election was scheduled
for June, which was not 10 months subsequent to the occurrence
of the vacancy. The election in June would have been premature
not because the June election was the "general election,
but because it was an election.
Brailsford
v. Blue (1962) 57 Cal.2d 335
HOLDING: Where an elected judge leaves office before the expiration of
the term, and the vacancy is filled by the governor, no election
for that office shall take place within 10 months of the creation
of the vacancy; rather, the election will take place two years
hence.
Edward J. Smith was
elected in 1956 to a six-year term on the Oakland-Piedmont Municipal Court
in Alameda County, expiring on Jan. 7, 1963. He died on September 21,
1961. Gov. Edmund Brown Sr. on Oct. 2, 1961, appointed William H. Brailsford
to the vacancy.
The county recorder
indicated his intention to include Brailsford’s office on the June 5,
1962 ballot. Brailsford brought a writ proceeding in the California
Supreme Court seeking to bar that action. A writ was granted, in an
opinion by Justice Marshall F. McComb.
Under Government
Code §71180, McComb said, the office of a Municipal Court appointee
will not go onto the ballot if the appointment was made less than 10
months before the election. Since Brailsford was appointed less than
10 months before the June 5, 1962 primary, McComb said, he would not
be up for election until 1964.
§71180, as
it then read, would not appear, on its face, to have that effect. After
declaring the governor would fill Municipal Court vacancies, it said:
The appointee
shall hold office for the remainder of the unexpired term of his
predecessor and until his successor is elected and qualifies.
If the
office to which any person so appointed was not previously occupied,
he shall hold office until his successor is elected at the general
state election next succeeding the occurrence of the vacancy
and qualifies. No successor to such appointee shall be elected
at any election held within 10 months of the date of the occurrence
of the vacancy.
The phrase "such appointee"
would appear to refer to a person receiving an appointment under the circumstances
set forth in the previous sentence -- i.e., an appointee to a newly
created judgeship. Brailsforth was not such an appointee.
McComb provided
an answer. He pointed out that the predecessor statute, §9 of the
Municipal and Justice Court Act, contained this language:
Any person
so appointed shall hold office for the remainder of the unexpired
term of his predecessor and until his successor is elected and
qualifies, except that if the office to which any person so appointed
was not previously occupied, he shall hold office until his successor
is elected at the general state election next succeeding the occurrence
of said vacancy and qualifies; provided, however, that no successor
to a person appointed to fill a vacancy shall be elected at any
election held within ten months of the date of the occurrence
of said vacancy.
In 1953, McComb recited
(at 337), §9 of the Municipal and Justice Court Act was codified
as §71180, and that one sentence was broken up into three sentences.
In 1959, he continued (at 338), references to Justice Courts were eliminated
and the last two sentences were placed in a separate paragraph.
McComb reasoned
(at 339):
Section
9 of the Municipal and Justice Court Act, then, must be taken
to mean that no successor to the Governor's appointee to fill
any vacancy in the office of judge of a municipal court could
be elected prior to the holding of a primary election more than
10 months from the inception of the vacancy.
Section
2 of the Government Code provides, in substance, that no change
in the law is intended by codification. As a result, the last
three sentences of section 71180, as codified in 1953, must
be given the same meaning as is found in the last sentence of
section 9 of the Municipal and Justice Court Act.
Parts of
an amended statute not affected by the amendment will be given
the same construction that they received before the amendment....Therefore,
since the only change intended by the 1959 amendment to section
71180 of the Government Code was to delete therefrom any reference
to judges of justice courts, the portion of section 71180 prohibiting
any election within 10 months after the inception of the vacancy
is controlling here.
Among subsequent
amendments to §71180 was the changing of the phrase "No successor
to such appointee" to "No successor to the appointee,"
evidencing a legislative validation of the construction given the provision
in Brailsford.
Campbell
v. Hite (1962) 57 Cal.2d 484
HOLDING: Where an appointee fills a Municipal Court vacancy in an office
which was scheduled to be on the ballot in the next primary election,
and where the vacancy was created less than 10 months before that
election, Government Code §71180 applies, sparing the appointee
of the need to face voters at the next election, notwithstanding
that the appointee will remain in office beyond the expiration
of the term of the judge originally elected to the office.
Five judges of the
Los Angeles Municipal Court, all recent appointees, sought a writ of mandate
ordering the Los Angeles County registrar recorder to accept their declarations
of intention to run for their offices in the June, 1962 primary. The registrar
recorder had refused to accept the documents in the ground that they weren’t
up for election that year.
Writing for a unanimous
panel, Justice Marshall F. McComb sustained a demurrer to the writ petition,
declaring that the registrar was right: they weren’t up for election,
yet.
McComb said (at
487):
This is
the sole question necessary for us to determine: In view of
the provisions of the last sentence of section 71180 of the Government
Code, should the above-mentioned judicial offices of the Municipal
Court for the Los Angeles Judicial District be placed on the ballot
at the primary election to be held June 5, 1962?
No.
The last sentence of section 71180 of the Government Code...,
declaring that no successor to an appointee to any vacancy in
the office of judge of a municipal court shall be elected at
"any election" held within 10 months of the date of the vacancy,
must be taken to mean that no successor to the Governor's appointee
to fill such vacancy can be elected prior to the holding of
a primary election more than 10 months from the inception of
the vacancy.
Why would these five
judges -- Alan G. Campbell, Joseph G. Gorman, Maurice T. Leader, Mario
L. Clinco, and Harry V. Peetris -- want to face voters when they
didn’t have to? They were worried that they might otherwise lose their
jobs in light of Government Code §71145. That section provides that
the term of a Municipal Court judge is six years starting the first Monday
following the Jan. 1 succeeding the election. It continues, "Judges shall
hold office until their successors are elected and qualify, but the
office shall be deemed to be vacant upon the expiration of the fixed term
for the purpose of selecting a successor." Emphasis added.
Each of the five
petitioners was an appointee to a seat originally held by a judge had
been elected for a term expiring the first Monday after Jan. 1 of 1963
-- i.e., Jan. 7, 1963 -- and each of the judges was concerned
that as of that date, "the office shall be deemed vacant." Providing
assurance that the judges would not be job-hunting at that point, McComb
said:
The second
sentence of section 71180 of the Government Code reads: "The appointee
shall hold office for the remainder of the unexpired term of his
predecessor and until his successor is elected and qualifies."
The exception
in section 71145 beginning with the word "but" is an exception
to the provisions of that section only. It is not repeated in
section 71180. Therefore, the term of office of each of the
petitioners is for the term of his predecessor and until
his successor is elected and qualifies. This construction determines
petitioners' tenure in office between the end of the fixed terms
of their predecessors and the next election.
(Italics in the original.)
Thus, the "office
would be deemed vacant" under §71145 where the elected judge’s
term has ended even though there is not a successor who is "elected
and qualifies" -- as where both candidates in a run-off die prior to
the election (no candidate elected) or the victor dies before taking
office (doesn’t "qualify" by taking the oath of office). The term of
an elected Municipal Court judge cannot be extended beyond six years.
However, a judge
appointed to fill a vacancy, pursuant to §71180, will remain in
office beyond the expiration of the term of the judge originally elected
to that office where 10 months have not elapsed between the creation
of the vacancy and the primary. Ibid.
Sec. 71145 is the
section dealing with election of Municipal Court judges, while §71180
concerns appointed judges.
Caldwell v. Bruning (1966)
64 Cal.2d 111
HOLDING: Where a judge of the Municipal Court is reelected but leaves office
before the new term commences, and a successor is appointed prior
to the commencement of that term, the appointee is entitled to
remain in office through the entirety of the new six-year term.
In June of 1964, Municipal
Court Judge W. Howard Hartley of San Mateo County’s Central Judicial District
was elected to a new six-year term, commencing Jan. 4, 1965. In August,
however, Gov. Edmund Brown Sr. elevated Hartley to the Superior Court.
On Aug. 31, 1964, Brown named Thomas B. Caldwell to the Municipal Court
seat vacated by Hartley, for the balance of his term. Then, on Jan. 4,
1965, Brown re-appointed Caldwell to a new six-year term.
In 1966, the county
clerk put Caldwell’s office on the ballot. The judge filed a petition
for writ of mandate in the California Supreme Court to have the contest
removed from the ballot. Caldwell contended that on Jan. 4, 1965, when
Hartley failed to "qualify" for the office by taking the oath of office,
a vacancy was created in the new six-year term to which Hartley had
been elected. Brown appointed him to fill out the balance of that term
-- i.e., appointed him to a six-year term -- rendering it improper
to put the office on the 1966 ballot, he reasoned.
The writ was granted
in an opinion by Justice Stanley Mosk.
The court held
(at 116) that the new appointment in 1965 was "void," but that the appointment
made in 1964 entitled Caldwell to a full six-year term.
The conclusion
that there was no appointment to make in 1965 sprang from an application
of Campbell v. Hite, supra. Mosk explained (at 115):
The determinative
factor in that case was not that no new term of office would be created
but that no vacancy would occur upon the expiration of the existing
term. It was determined that the tenure of office of appointees is
governed by Government Code section 71180, which provides without
qualification that all appointees to the office of judge of a municipal
court shall hold office not only for the fixed term but until their
successors are elected and qualify.
In the present case,
he noted, "[n]o successor has qualified for office" -- i.e., the
judge elected to the new term did not take the oath of office -- so the
appointee’s tenure is not interrupted. Ibid.
Mosk declared (at
116):
We have
concluded that the appointment which petitioner received on January
4, 1965, was void. Government Code section 71180 empowers the
Governor to make an appointment only to fill a vacancy. On that
date no vacancy existed in the office held by petitioner nor was
the office deemed to be vacant.
Given that Caldwell
was entitled to remain in office until his successor was elected, the
question remained whether the office was to be placed on the 1966 ballot.
The relevant statute did not furnish a ready answer. Government Code section
71141 provides that "judges of the municipal court...shall be elected
at the general state election next preceding the expiration of the term
for which the incumbent has been elected." Yet, Caldwell was now the incumbent,
and he had not been elected.
Zeroing in on the
words, "term for which the incumbent has been elected," Mosk (at 116)
identified the incumbent "as the person who has last been elected to
a fixed term of office." Hartley, who had been elected to a new six-year
commencing Jan. 4, 1965. He continued (at 117-18):
In Adams
v. Doyle (1903)..., 139 Cal. 678, 681, it was held that a
person who has been elected may be deemed the incumbent even though
he never qualifies for the office. (Accord, People v. Taylor
(1881) 57 Cal. 620, 622.) Thus, the fact that Judge Hartley resigned
prior to the commencement of the new term does not preclude this
construction of the statute. Respondent argues that the term to
which Judge Hartley was elected never came into existence because
of his failure to qualify for office. In Boyd v. Huntington
(1932) 215 Cal. 473, 479, it was said that the meaning of the
words "term of office" is not governed by any uniform rule but
must be determined by reference to other portions of the statutes
in which they are found....
The statutory
scheme for the election of municipal court judges is regrettably
ambiguous, but we have concluded that Government Code section
71141, read in the context of other relevant sections of the
code, should be construed to provide that the term of office
of such judges runs for a fixed period and is unaffected by
the fact that the person elected to the term may fail to qualify
for office or may resign prior to the expiration of the term.
Government Code section 71145 provides that the term of office
of judges of the municipal and justice courts is six years from
and including the first Monday of January after the January
1st next succeeding their election, and that the office "shall
be deemed to be vacant upon the expiration of the fixed term
for the purpose of selecting a successor." (Italics added.)
This language suggests that the term relates to the office and
not to the tenure of the person who has been elected, which
might terminate prior to the expiration of this period....
Mosk went on to say
(at 118):
The language
of Government Code section 71180...also suggests that in the absence
of some specific statutory exception, elections for the office
of municipal court judge are to be held at fixed intervals. This
section does not itself define the term of appointees but instead
provides that an appointee shall hold office for the remainder
of the unexpired term of his predecessor. Thus, it is clear that
the resignation of the predecessor does not cause the term to
expire. The only exception to this rule relates to appointees
to offices which have not previously been occupied, that is, judicial
positions newly created by the Legislature. Such appointees are
to hold office only until a successor is elected at the general
election next succeeding the occurrence of the vacancy, and qualifies.
The office held by petitioner was previously occupied by Judge
Hartley and, therefore, this exception is inapposite to the case
at hand.
The provisions
of Government Code section 71180 contrast sharply with those
relating to the terms of office of persons appointed as judge
of the superior court (Cal. Const., art. VI, § 8)....Such
appointees are entitled to hold office only until their successors
are elected at the next election which would have been held
had the vacancy not occurred or at the next general state election
after the first day of January next succeeding the creation
of the vacancy, whichever occurs first, and qualifies. Thus,
it has been held that an appointment to the office of superior
court judge results in the premature expiration of the term
of office of the predecessor of the appointee and the creation
of a new term of office subsequent to the prescribed election....The
failure of the Legislature to include comparable provisions
in Government Code section 71180 cannot be ignored.
Brown
v. Hite (1966) 64 Cal.2d 120
HOLDING: Where a Municipal Court judge is elected to a new six-year term,
but leaves office before the new term commences, the person who
is appointed to fill the vacancy will not face voters until the
year prior to the end of the new six-year term. However, where
an incumbent is unopposed in the primary, but retires prior to
the deadline for filing notice that a write-in campaign would
be attempted at the November election, that incumbent may not
be deemed to have been reelected, and the person appointed to
fill the vacancy will face voter in the election two years hence.
Six judges of the
Los Angeles Municipal Court and one judge of the Antelope Municipal Court
sought a writ of mandate in the California Supreme Court ordering that
their offices not be put on the June, 1966 primary ballot.
Each of their predecessors
had been up for election in June, 1964 and had been unopposed. Each
left office before his new term commenced on Jan. 5, 1967. Six of them
were elevated by Gov. Edmund Brown Sr. to the Superior Court, and one
received a disability retirement.
Brown appointed
each of the successors in 1964 to fill the unexpired term of his predecessor,
and in January, he appointed each to a full six-year term.
At issue was an
interpretation of Government Code §71141, which provides, in relevant
part: "Judges of the municipal court...shall be elected at the general
state election next preceding the expiration of the term for which the
incumbent has been elected."
Four of the petitioners
were entitled to relief, and two weren’t, Justice Stanley Mosk said
in an opinion for a unanimous court.
Los Angeles Municipal
Court Judge Philip Saeta and Antelope Municipal Court Judge William
J. Wright were successors to judges who had been unopposed at the June
primary and resigned from office following the November, 1964 general
election. Under Caldwell v. Bruning (1966) 64 Cal.2d 111, decided
that same day, each was entitled to a full six-year term, Mosk said.
Los Angeles Municipal
Court Judges James Harvey Brown, Joseph Grillo, Thomas Higgins, and
David Mohr also been unopposed in June. However, that, in itself, did
not mean that they were elected to new terms, Mosk said, pointing out
that write-in campaigns could have been launched against them in the
November election. The deadline, under Elections Code §25304, for
filing a petition indicating that a write-in campaign would be conducted
was 45 days before the general election.
Inasmuch as the
predecessors of Brown and Higgins resigned later, the period had expired
for filing such a petition, Mosk wrote, declaring that the predecessors
must be deemed to have been elected and the successors stand in their
shoes for six years.
The predecessors
of Grillo and Mohr, on the other hand, resigned more than 45 days before
the general election. "Therefore, at the time of their resignations
the substantive portion of the elective process was incomplete and it
would seem that they cannot be deemed to have been elected to new terms
of office," Mosk said (at 127).
Mosk was faced
with a quandary. When would Grillo and Mohr be up for election? Under
Government Code §71180, each was entitled to "hold office for the
remainder of the unexpired term of his predecessor and until his successor
is elected and qualifies." But the unexpired term of the predecessor
had lapsed. They would hold office until the successor were "elected
and qualifies," but the section provides no guidance as to when that
would be.
Mosk reasoned (at
128):
Since [the
predecessors] Judges [Mario] Clinco and [Edmund] Cooke were not
elected to new terms of office, and since no new term was automatically
created upon the expiration of the existing term, it is difficult
to determine from the language of Government Code section 71141
when the next election for these offices should be held. This
section defines the time of election in relation to the date at
which the current term expires, and it would seem that no such
fixed term exists. At the present time petitioners Grillo and
Mohr have no fixed tenure but are entitled to remain in office
for an undetermined period terminating upon the election and qualification
of their successors.
A similar
problem was discussed in Campbell v. Hite.... In Campbell,
the petitioners had been appointed to the municipal court within
10 months of the election scheduled to be held in 1962. The
court concluded that an election in 1962 was precluded by Government
Code section 71180, and held that in these circumstances the
successors to the petitioners should be elected at the next
general election. This decision would appear to be apposite
in determining the time of election of petitioners Grillo and
Mohr. No election was held for the offices occupied by these
petitioners in 1964 and thus Campbell v. Hite, supra,
suggests that an election should be conducted in 1966.
We recognize
that Government Code section 71141 contains no explicit provision
authorizing an election at that time, for the 1966 election
can, under no interpretation, be described as the election next
preceding the expiration of a term. However, in the absence
of any statute dealing with the time of election in cases in
which no term of office exists, we believe that this section
should be construed as authorizing an election at the next succeeding
general election in cases in which for some reason an election
is not held on the regularly scheduled date.
Another way of viewing
it would be that Government Code §71141 requires that Municipal Court
judges "be elected at the general state election next preceding the expiration
of the term for which the incumbent has been elected." That would have
been in November, 1964. However, compliance with that mandate had been
rendered an impossibility. Inasmuch as an election for the offices was
already past-due, the holding of the election in 1966 was the nearest
that could come to compliance.
Mosk offered these
perceptions (at 129):
It is apparent
that the statutes dealing with the election of municipal court
judges are neither simple nor unambiguous. In individual cases
they may produce arbitrary results; an individual appointed on
a given day may be required to stand for election within a relatively
short period of time whereas another person appointed on the following
day may remain in office for a full six-year term or longer. This
anomaly could be avoided by requiring all appointees to stand
for election within a specified period of time. However, the Legislature
has provided otherwise, and it is beyond the powers of this court
to do more than construe the statutes as they have been enacted.
Notwithstanding the
policy of the state that judicial offices be filled by election, the Legislature
has not seen fit to heed Mosk’s suggestion, and thus preclude six-year-plus
appointments. Nor has it even seen fit to provide that a judge unopposed
in the primary is deemed elected in June and that a write-in campaign
in November is precluded. It did, however, move up the last day for filing
write-in petitions. Elections Code §8203, successor to §25304,
provides that the petition must be "filed with the elections official
not less than 83 days before the general election...."
Barton v. Panish (1976) 18
Cal.3d 624
HOLDING: The retirement of a Municipal Court judge in the year that judge's
seat is up for election, after the qualification of candidates
for the seat and before the primary, will result in the cancellation
of the election upon the appointment by the governor of the judge's
successor. [Subsequently
abrogated by statute.]
A Los Cerritos Municipal
Court judge who was up for election in 1976 retired March 1 of that year.
Marilyn Sue Barton and Irv Schleimer became candidates in the June 8,
1976 primary election for her office. On May 4, Gov. Edmund Brown, Jr.,
appointed J. Kimball Walker to the vacancy. Barton received a majority
of the votes and brought a writ petition in the California Supreme Court
to establish her entitlement to take office in January. The California
Supreme Court, in a unanimous opinion by Justice William Clark, denied
relief.
Clark relied upon
the Government Code §71180’s proviso that when an appointee fills
a Municipal Court vacancy, "[n]o successor to such appointee shall be
elected at any election held within 10 months of the date of the occurrence
of the vacancy."
Barton argued that
the 10-month proviso should be held inapplicable where the election
process is already underway. Otherwise, she asserted, an unreasonable
result would be reached.
Clark responded
(at 629):
While the
Governor's ability to appoint up to election day, and thus to
postpone the election, will tend to discourage potential candidates
from seeking vacant offices, the Legislature could reasonably
determine the 10-month limitation serves a valid public purpose.
The provision is no doubt designed to encourage qualified persons
to accept municipal court appointments, assuring appointees an
opportunity to show their judicial qualifications on the bench
and permitting them to run for election thereafter. Unless the
Governor's power to appoint during the period following close
of nomination and before election is implemented by postponing
the election, appointees during that period would be unable to
run for the office. It might be very difficult to find qualified
attorneys willing to accept appointment, having to give up their
law practices to serve for only a half year with no opportunity
to be elected to office. The difficulty in filling vacancies from
the spring of even numbered years to the end of the electoral
process and the potential impairment of administration of justice
in our municipal courts during that period may properly be viewed
by the Legislature as justifying application of the 10-month limitation
to judges appointed after commencement of the election process.
Barton sought to rely
on Elections Code section 25305 (now §8204), which provided for a
five-day extension for filing nominating papers when the incumbent does
not perfect his or her candidacy. That section, she argued, evidences
a legislative desire that once the election process starts, it not be
interrupted. The contention was dismissed quickly. "The 10-month limitation
comes into effect only if the Governor makes an appointment," Clark said
(at 629). "Section 25305 does not deal with appointments."
The jurist went
on to say (at 630):
Today's
decision must both frustrate the electoral process and discourage
potential candidates from running for office when an existing
vacancy is subject to gubernatorial appointment prior to election.
However, whether such interference with the electoral process
is justified when weighed against the policy calling for able
interim judges is a legislative question. The 10-month limitation
of section 71180 is absolute on its face, containing no exception
for when the appointment occurs after close of the filing period.
While consideration of the interests of both electorate and candidates
may call for such exception by legislative intervention, the power
of this court is to do no more than construe statutes as written.
Legislative intervention
did come in 1980, as discussed in connection with the next case to be
summarized.
Morrison
v. Michael (1979) 98 Cal.App.3d 507
HOLDING: The elevation of a Municipal Court judge in the year who is facing
opposition in the primary election, after the qualification of
candidates for the seat and before the primary, will result in
the cancellation of the election upon the appointment by the governor
of the judge's successor. [Subsequently
abrogated by statute.]
Lawrence A. Truitt
was a judge of the Eureka Municipal Court in Humboldt County. In 1978,
he drew a challenge in the June 6 primary election from John R. Morrison.
With the primary approaching, Gov. Edmund Brown Jr., who had appointed
Truitt two years earlier, thwarted that challenge. He elevated Truitt
to the Superior Court on May 11, and then proceeded to appoint District
Attorney John Buffington to the Municipal Court vacancy. Truitt assumed
his new office on May 22.
Morrison outpolled
Truitt in the primary, but the secretary of state declined to certify
the results. Morrison sought a writ in the Superior Court, but it was
denied, and he appealed. The First District Court of Appeal, in an opinion
by Justice William Newsom, affirmed.
Newsom (at 511)
quoted Barton v. Panish, supra, at 630, for the proposition
that "[t]he 10-month limitation of section 71180 is absolute on its
face, containing no exception for when the appointment occurs after
close of the filing period."
The jurist had
no difficulty in disposing of Morrison’s contention that here, as in
Pollack v. Hamm (1970) 3 Cal.3d 264, the departure from office
of an appointee, as opposed to an elective judge, merely reopens a vacancy
and is not a new vacancy that will affect the timing of the election.
Newsom pointed out that the state constitutional section under which
Superior Court judges are appointed, Art. VI, §16(c), expressly
provides that when a governor makes a Superior Court appointment, "the
Governor shall appoint a person to fill the vacancy temporarily until
the elected judge's term begins" In quoting that language, Newsom italicized
the word "temporarily" and observed (at 511):
In holding
that appointment of petitioner -- the second appointee -- merely
reopened the original vacancy and did not therefore operate to
postpone the election, the court construed a constitutional provision
which on its face applies to superior, not municipal, court
judges, and is hence inapplicable to the present case.
The Legislature
had and has the undoubted power to enact parallel rules governing
municipal and superior court elections, but has chosen not to
do so.
The Legislature still
has not chosen to enact parallel rules, rational though such an action
would have been. However, it did choose in 1980 to abrogate the decisions
in Barton and Morrison through an amendment to §71180.
It placed the then-existing §71180 in subdivision (a), and added
subdivision (b). That subdivision has undergone slight changes since 1980,
including an additional paragraph being tacked onto the end in 1981. It
provides that if a vacancy in the office that’s up for election occurs
after the last day for filing declarations of candidacy and before the
primary, the election will be put off until November.
Morrison also maintained
that Brown’s appointment of Buffington was void because at the time
it was made, Truitt had not yet assumed his Superior Court post. After
reviewing out-of-state authority, Newsom declared (at 514):
We therefore
hold that unless expressly forbidden by statute, the Governor is
empowered to make an appointment to judicial office to fill an impending
vacancy, provided he or she is still in office at the time vacancy
occurs and the commission becomes effective.
Cathey
v. Weissburd (1988) 202 Cal.App.3d 982
HOLDING: The retirement of a Municipal Court judge in the year that judge's
seat is up for election, after the qualification of candidates
for the seat and before the Primary Election, will result in the
postponement of the election to the seat until the November General
Election, with the candidate attaining a plurality winning the
election.
Los Angeles Municipal
Court Commissioner Juelann Cathey and attorneys R. Thomas Wire and Barry
J. Glanell were candidates in the June 7 primary election, competing for
an open seat on the Los Angeles Municipal Court. Seeking another open
seat in that election were Los Angeles Superior Court Commissioner Robert
Zakon and Los Angeles Municipal Court Commissioner John Gunn. Gunn and
Zakon each paid $21,000 to have their candidate statements published in
the Voter’s Pamphlet.
Shortly before
the primary, the incumbents whose seats were up for election retired.
The registrar recorder announced that, under Government Code §71180(b),
votes cast for the candidates in the June election would not be counted
and the election would be staged in November.
Cathey, Gunn and
Zakon brought writ proceedings in the Second District Court of Appeal
to compel the registrar recorder to count the ballots and certify the
results. Div. One of the appeals court issued its ruling on July 12,
1988. In a "By the Court" opinion, it rejected the petitioners’ contentions
that §71180(b) failed to pass constitutional muster.
The petitioners
took the position that Municipal Court candidates were a cognizable
class and that it offended the Equal Protection Clause to treat them
differently from Superior Court candidates. (Under identical circumstances
of a Superior Court incumbent retiring shortly before the election,
the election process would go forward, under Stanton v. Panish, 1980)
28 Cal.3d 107.)
"It is clear that
the superior court and municipal court are separate and distinct and
it does not violate the state Constitution to treat these courts differently,"
the court responded (at 986).
The candidates
also contended that their right to equal protection was breached because
their contest would be determined by a plurality vote while most Municipal
Court races are decided by a vote of the majority. Div. One replied
(at 986):
The Constitution
does not require election by majority vote. It should be noted
that Elections Code section 54 provides that a plurality of votes
in any election is sufficient to choose the officeholder unless
otherwise directed in the Constitution. That some municipal court
judges are elected by plurality and some by majority is justified
by a compelling government interest to preclude a retiring judge
from surreptitiously effecting that judge's replacement. (See
Barton v. Panish (1976) 18 Cal.3d 624, 630.)
Gunn and Zakon had
each expended $21,000 on the publication of a candidate statement, and
the registrar recorder informed them the money would not be refunded.
The appeals court commented (at 987):
While it
appears the Legislature did not anticipate fully the instant circumstances
that have caused petitioners to have suffered monetary losses,
it sought to relieve an obvious hardship by providing for a waiver
of the filing fee for the November election for candidates who
filed nomination papers for the June primary. (Gov. Code, §71180.)
This waiver evidences an intent on the part of the Legislature
to avoid penalizing candidates in petitioners' position. It follows
that, in due course, the Legislature might well reduce further
the burden to a candidate who, like petitioners, has paid for
a candidate's statement for the June primary and is facing the
very heavy expense of paying for another candidate's statement
for the November general election. (See Elec. Code, §§10012,
10012.3, 10012.5.) However, we take judicial notice that, as the
Legislature, under its rules, will not entertain new legislation
prior to its next session, which commences in December, there
is no opportunity for it to alleviate petitioners' financial burden
relative to the cost of the candidate's statements. Therefore,
we invite petitioners to seek relief from the Los Angeles County
Board of Supervisors (Elec. Code, §10012) regarding the county's
charge for candidate's statements for the general election as
it appears that, at the very least, the expense to the county
for duplicating the candidate's statements that were previously
printed for the June primary election would be substantially less
than the original cost.
COMMENT:
That last paragraph is curious. The court almost takes
the political position that the Legislature should provide for
free candidate statements to contenders in the general election
who paid for such statements in an aborted primary -- just as
it has provided that there be no further filing fee -- or, at
least, that it establish a reduced rate. Perhaps the vague language
is a reflection of the wide divergence of the political philosophies
of two of the members of the panel, Presiding Justice Vaino Spencer
(liberal) and the late Justice L. Thaxton Hanson (conservative).
(Also on the panel was Justice Reuben Ortega.)
Certainly
the paragraph was unnecessary to a resolution of the issue before
the court: whether the votes cast in the June primary should
be counted. For whatever reason, the court felt compelled to
suggest legislation (a suggestion the Legislature has not taken)
to avoid "penalizing" candidates who, in the future, encountered
the same plight as Gunn and Zakon. But what "penalty"
was there? The office-seekers paid for candidate statements
in the June primary. The county incurred the expense of mailing
out the candidate statements that had been paid for. This was
hardly a matter of retaining moneys that were unearned. As to
Gunn, who went on to become a candidate in the November election
(and won), the candidate statement was of value, lending to
him exposure to voters, and consequent name recognition. As
to Zakon, whose financial resources had been exhausted, the
expenditure did prove to be of no value. Nonetheless, because
he got what he paid for, there was no forfeiture, no penalty.
The fruitless expense was, rather, a consequence of the
incumbent retiring before the primary, and a consequence
of an absurd statutory provision which creates a crap-game
approach to judicial elections.
In running
in the primary for Municipal Court open seats, candidates assume
the risk of their funds having been wastefully expended in the
event the incumbent retires prior to the election. §71180
is the statute governing the timing of Municipal Court
elections which anyone entering such an election would be expected
to consult. Hence, the actions of the candidates in putting
down money for candidate statements were governed by the same
axiom as that applicable to betting on the final destination
of a small metal orb placed in a spinning wheel: "Ya pays your
money and ya takes yer chances."
In the
specific case of Gunn and Zakon, the first of the two to announce
his candidacy was Gunn. The announcement came Jan. 8, 1988.
At that time, it was public knowledge that Satt would retire
on April 1. (See Metropolitan News, Jan. 8, 1988, p.
1, "Commissioner John Gunn to Seek Open Seat on Court He Now
Serves.")
The county
did not solicit advertising from Gunn and Zakon in the Voter’s
Pamphlet. It did not deceive or entice the candidates in connection
with taking their fees. It merely abided by the statutory duty
to make the space available and to charge the candidates the
actual pro rata cost of distributing their statements. Accordingly,
the subsidizing of the distribution of their candidate statements
in the November election (if the statements were distributed
at no cost to the candidates) or the partial subsidization (if
there were merely a price break) would be wholly inappropriate.
The candidates’ blunder in running in the primary (if they did
not know of §71180), or their gambling loss (if they counted
either on Satt delaying his retirement or their writ proceeding
succeeding) should not result in taxpayer funds being expended
on advertisements for them in the Voters’ Pamphlet.
What makes
the suggestion particularly unmeritorious is that it raises
equal protection concerns that are as serious as those put forth
by the petitioners in this case were frivolous. Gunn did have
a candidate statement in the General Election. Official Sample
Ballot and Voter Information, Los Angeles edition, p. 13.
His opponent, Municipal Court Commissioner Gary A. Polinski,
did not. Had Gunn been provided space in the Voter's Pamphlet
in his race against Polinski at no cost or at a reduced rate,
while Polinski would have to have paid for such space, there
clearly would have been impermissibly disparate treatment.
The court
gives advice to Gunn and Zakon to seek "relief" from the Board
of Supervisors in connection with their statements in the November
election because "at the very least" the cost of distribution
would be less. The phraseology is vague, and might well be the
product of comprise among the signatories to the opinion. If
the cost of distribution were for any reason less, the amount
charged to the candidates of necessity would be less since only
the actual pro rata cost may be passed on to them. (Former Elections
Code §10012, now §13307.) No "relief" would be necessary
to achieve that reduction. To the extent the court would have
the board go beyond "the very least" and provide full or partial
subsidization of the costs of distributing the candidate statements,
the suggestion -- which the board, to its credit, did not take
-- would be infirm for the same reasons as the hinted-at state
legislation.
1.
Currently, Art. II, §6 provides that judicial elections shall be
nonpartisan. Elections Code §8140 declares: "Any candidate for
a nonpartisan office who at a primary election receives votes on a majority
of all the ballots cast for candidates for that office shall be elected
to that office." Return to text